Concerning complaints, regulatory and disciplinary cases, through a team of professional advisers. We also advise on technical matters, ethics, difficult clients and negligence claims and provide guidance for accountants. Complaints are inevitable. The key point is how each Complaint is handled. Three times I have asked ADASL to advise me on a Complaint.Each Complaint has been dealt with patiently and thoroughly; all concluding 'No Further Action' with no criticism of me. Most helpfully ADASL's package includes consultation with a specialist firm of lawyers and an insolvency regulation expert.
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Qualified as a solicitor 1976. Employed Professional Conduct Department, ICAEW, 1976-1983. Handled numerous complaints at ICAEW. Was secretary to Investigation Committee. Prosecuted cases before Disciplinary/Appeal Committees. 1984-1987 ran advisory service for accountants. Since 1988 acted for hundreds of accountants and represented well over 500 before tribunals.
You are a sole practitioner or a partner/director of a firm having up to 12 partners/directors. You believe that the firm may be exposed to an investigation by your regulator where the cost has to be met by the firm. You are anxious that these costs could be considerable. You have considered your PII policy and do not believe that that provides the same cover as is available from Accountants' Defence. Nor do you have specific legal fees insurance. It's not that you believe that the firm will become subject to a complaint.
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